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Elizabeth Marie Canales

Wells Fargo Clearing Services, LLC

Pasadena, CA

Pasadena, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

350 W Colorado Blvd 3Rd Fl Ste B, Pasadena, CA 91105 • United States

350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Upland CA 07/2014 Present
Wells Fargo Advisors, Llc Upland CA 08/2016 11/2016
Wells Fargo Clearing Services, Llc Upland CA 11/2016 Present
  • 07/2014 → Present
    Wells Fargo Bank, Na
    Upland, CA
  • 08/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Upland, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Upland, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-10-18
  • S63 Uniform Securities Agent State Law Examination
    2016-10-18
Other Names
  • Elizabeth Canales

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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