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Inactive

Thomas Patrick Norton

Regal Investment Advisors LLC

Kentwood, MI

Braintree, MA

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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-03-27
  • MA RA
    APPROVED
    Since 2023-03-27

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

Braintree, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cold Creek Capital, Inc. Braintree MA 02/2014 06/2019
Cushing Asset Management, Llc Dallas TX 07/2019 06/2022
Regal Investment Advisors, Llc Kentwood MI 01/2023 Present
Cold Creek Capital, Inc. Braintree MA 08/2022 Present
  • 02/2014 → 06/2019
    Cold Creek Capital, Inc.
    Braintree, MA
  • 07/2019 → 06/2022
    Cushing Asset Management, Llc
    Dallas, TX
  • 01/2023 → Present
    Regal Investment Advisors, Llc
    Kentwood, MI
  • 08/2022 → Present
    Cold Creek Capital, Inc.
    Braintree, MA
Previous Registrations
  • 2022-08-01 → 2022-12-31
    Cold Creek Capital Inc.
    Braintree, MA
  • 2014-04-04 → 2019-12-31
    Cold Creek Capital
    Braintree, MA
Designations
Other Names
  • Tom Norton

View on SEC IAPD

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