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Brenda J Bachman

Usi Advisors

Glastonbury, CT

Glastonbury, CT

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-10-26
  • CT RA
    APPROVED
    Since 2023-10-26

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Springfield MA 02/2005 08/2018
Cetera Advisor Networks Llc Elsegundo CA 09/2013 08/2018
C.M. Smith Financial, Inc. Hartford CT 01/2017 08/2023
Pensionmark Securities, Llc Santa Barbara CA 08/2018 10/2023
Cm Smith Financial Hartford CT 01/2006 08/2018
Hooker & Holcombe Investment Advisors Bloomfield CT 08/2018 Present
Usi Consulting Group Glastonbury CT 10/2023 Present
Usi Advisors Glastonbury CT 10/2023 Present
  • 02/2005 → 08/2018
    Massmutual
    Springfield, MA
  • 09/2013 → 08/2018
    Cetera Advisor Networks Llc
    Elsegundo, CA
  • 01/2017 → 08/2023
    C.M. Smith Financial, Inc.
    Hartford, CT
  • 08/2018 → 10/2023
    Pensionmark Securities, Llc
    Santa Barbara, CA
  • 01/2006 → 08/2018
    Cm Smith Financial
    Hartford, CT
  • 08/2018 → Present
    Hooker & Holcombe Investment Advisors
    Bloomfield, CT
  • 10/2023 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 10/2023 → Present
    Usi Advisors
    Glastonbury, CT
Previous Registrations
  • 2018-09-18 → 2023-12-31
    Hooker & Holcombe Investment Advisors, Inc.
    Glastonbury, CT
  • 2016-01-08 → 2018-08-28
    Cetera Wealth Services, Llc
    Hartford, CT
    Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-09
S63 Uniform Securities Agent State Law Examination 2005-06-23
  • S65 Uniform Investment Adviser Law Examination
    2015-12-09
  • S63 Uniform Securities Agent State Law Examination
    2005-06-23

View on SEC IAPD

Other Firms

USI SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

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