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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc, Linsco/Private Ledger | Edmonds | WA | 02/2005 | Present |
| Financial Advocates Investment Management | Edmonds | WA | 01/2014 | 03/2025 |
(1) 02/06/2014 - FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - REGISTERED INVESTMENT ADVISOR DBA - HYBRID-PINNACLE FINANCIAL GROUP- PROVIDE FINANCIAL PLANNING, CONSULTING, INVESTMENT ADVICE AND/OR ASSET MANAGEMENT SERVICES AND CHARGE A FEE THAT IS EITHER FLAT, HOURLY OR BASED ON AUM - 50% TIME SPENT - SEATTLE, WA (3) 7/30/2021 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 7/19/2021 - 5 Hours Per Month/0 Hours During Securities Trading. (2) 7/30/2021 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 7/19/2021 - 5 Hours Per Month/0 Hours During Securities Trading. (3) 2/3/2023 - Financial Advocates Investment Management - DBA: Olympic Investment Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 01/24/2023 - 120 Hours Per Month/40 Hours During Securities Trading (4) 12/05/2023 - Pinnacle Financial Group - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 11/7/2023 - 10 Hrs/Mo; 0 During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1995-07-28 |
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