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Jackie Williams Riley

Morgan Stanley

Toledo, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-03-08
OH RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2011-03-08
  • OH RA
    APPROVED
    Since 2009-06-01

Branch Locations

7311 Crossleigh Court, Toledo, OH 43617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Toledo OH 06/2009 Present
Previous Registrations
Other Businesses

*486690 - Trust; Investment related - Yes; Toledo, Ohio; 01/2014; During business hours: 0; After business hours: 2

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-12
S63 Uniform Securities Agent State Law Examination 2000-12-29
  • S65 Uniform Investment Adviser Law Examination
    2007-03-12
  • S63 Uniform Securities Agent State Law Examination
    2000-12-29
Other Names
  • Jackie Lynn Williams
  • Jackie L Williams
  • Jackie Lynn Riley

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · TOLEDO, OH
CETERA INVESTMENT ADVISERS LLC · TOLEDO, OH
GURNEE GROUP, LLC · TOLEDO, OH
OSAIC WEALTH, INC. · TOLEDO, OH
EDWARD JONES · TOLEDO, OH
EAGLE STRATEGIES LLC · TOLEDO, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Toledo, OH
AMERITAS ADVISORY SERVICES, LLC · TOLEDO, OH

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