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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-17 |
Branch Locations
3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States
300 S Tyron St, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 01/2023 | 12/2023 |
| Charlotte-Mecklenburg Schools | Charlotte | NC | 11/2022 | 01/2023 |
| Unemployed | Charlotte | NC | 07/2022 | 11/2022 |
| Amerisave Wholesale Mortgage Solutions | Charlotte | NC | 11/2020 | 07/2022 |
| Rocket Mortgage | Charlotte | NC | 01/2015 | 11/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 05/2024 | Present |
| Unemployed | Charlotte | NC | 01/2024 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-29 |
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