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Steven Michael Loomis

Wells Fargo Clearing Services, LLC

Torrance, CA

El Segundo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-07
  • CA RA
    APPROVED
    Since 2021-12-07

Branch Locations

4340 Artesia Blvd, Torrance, CA 90504 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 09/2019 05/2021
Wells Fargo Bank, Na Rolling Hills Estates CA 07/2015 Present
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 09/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-06
S63 Uniform Securities Agent State Law Examination 2020-03-02
  • S66 Uniform Combined State Law Examination
    2021-12-06
  • S63 Uniform Securities Agent State Law Examination
    2020-03-02
Other Names
  • Steven Loomis
  • Steven Michael Loomis

View on SEC IAPD

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