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Inactive

Damon Anthony Robertson

Financial Alternatives, Inc.

La Jolla, CA

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Current Employers
Financial Alternatives, Inc.

7825 Fay Avenue Suite 245, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-10
CO RA APPROVED 2025-03-10
NY RA APPROVED 2025-03-10
TX RA APPROVED 2025-03-10
WA RA APPROVED 2025-03-10
  • CA RA
    APPROVED
    Since 2025-03-10
  • CO RA
    APPROVED
    Since 2025-03-10
  • NY RA
    APPROVED
    Since 2025-03-10
  • TX RA
    APPROVED
    Since 2025-03-10
  • WA RA
    APPROVED
    Since 2025-03-10

Branch Locations

7825 Fay Ave, Suite 210, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Carlsbad CA 07/2016 07/2021
Jpmorgan Chase Bank Carlsbad CA 07/2016 07/2021
Wells Fargo Clearing Services, Llc Carlsbad CA 08/2021 09/2024
Wells Fargo Bank, Na Carlsbad CA 08/2021 09/2024
Financial Alternatives, Inc. La Jolla CA 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-13
S63 Uniform Securities Agent State Law Examination 2016-09-01
  • S66 Uniform Combined State Law Examination
    2021-10-13
  • S63 Uniform Securities Agent State Law Examination
    2016-09-01
Designations
Other Names
  • Damon Robertson
  • Damon Anthony Robertson
  • Damon A Robertson

View on SEC IAPD

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Other Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
TORREYANA CAPITAL · LA JOLLA, CA
INTEGRATED WEALTH CONCEPTS LLC · LA JOLLA, CA

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