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Michael Ray Oxford

Ae Wealth Management, LLC

Sun City, AZ

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-09
AZ RA APPROVED 2018-09-06
  • TX RA
    APPROVED_RES
    Since 2019-05-09
  • AZ RA
    APPROVED
    Since 2018-09-06

Branch Locations

10699 W Bell Rd, Sun City, AZ 85351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dare To Retire U Sun City AZ 12/2022 Present
Oxford Retirement & Estate Planning, Inc. Sun City AZ 07/1997 12/2021
Global Financial Private Capital, Llc Sarasota FL 04/2015 09/2018
Ae Wealth Management, Llc Topeka KS 09/2018 Present
Hybrid Retirment Solutions, Llc Dba Oxford Retirement & Estate P Sun City Arizona AZ 01/2022 Present
  • 12/2022 → Present
    Dare To Retire U
    Sun City, AZ
  • 07/1997 → 12/2021
    Oxford Retirement & Estate Planning, Inc.
    Sun City, AZ
  • 04/2015 → 09/2018
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 09/2018 → Present
    Topeka, KS
  • 01/2022 → Present
    Hybrid Retirment Solutions, Llc Dba Oxford Retirement & Estate P
    Sun City Arizona, AZ
Previous Registrations
  • 2015-04-17 → 2018-09-05
    Global Financial Private Capital, Inc.
    Sun City, AZ
    Sarasota, FL
  • 2012-06-27 → 2015-04-15
    Sun City, AZ
  • 2010-06-09 → 2012-06-14
    Private Client Llc
    Scottsdale, AZ
  • 2008-10-09 → 2010-04-26
    Pension Protection Advisors, Llc
    Sun City, AZ
  • 2008-01-15 → 2008-11-17
    Sun City, AZ
    Urbandale, IA
Other Businesses

(1.) HYBRID RETIREMENT SOLUTIONS, LLC DBA OXFORD RETIREMENT & ESTATE PLANNING; YES INVESTMENT RELATED; 10699 W BELL RD; SUN CITY, AZ 85351; INSURANCE SALES AND DOCUMENT PROCUREMENT SERVICES; EMPLOYEE; START DATE: 1/2022; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; MANAGEMENT DUTIES, AND NO MORE THAN 5% OF TIME IS SPENT ON DOCUMENT PROCUREMENT SERVICES IN CONJUNCTION WITH AN ATTORNEY NOT AFFILIATED WITH. DARE TO RETIRE U POSITION: Advisor NATURE: Educational marketing INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2022 ADDRESS: 10699 W Bell Rd, Sun City AZ 85351, United States DESCRIPTION: Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-09
S63 Uniform Securities Agent State Law Examination 1996-10-24
  • S65 Uniform Investment Adviser Law Examination
    2007-12-09
  • S63 Uniform Securities Agent State Law Examination
    1996-10-24
Other Names
  • Mike Oxford
  • Michael Oxford

View on SEC IAPD

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