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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2019-08-28 |
| TX | RA | APPROVED | 2019-08-15 |
Branch Locations
6135 S Rainbow Blvd Ste 100, Las Vegas, NV 89118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Las Vegas | NV | 02/2009 | 11/2016 |
| The Sudol Group - Wealth Management Specialists | Las Vegas | NV | 01/2012 | 11/2016 |
| Ameriprise Financial Services, Inc. | Las Vegas | NV | 11/2016 | 08/2019 |
| Lpl Financial | San Diego | CA | 08/2019 | Present |
1) 09/2007 - DBA for LPL Business (entity for LPL business) - The Sudol Group Wealth Management Specialists - 90% - At Reported Business Location(s) 2) 07/06/2026 - Barson Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/06/2026 - 20 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-30 |
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