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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 1999-09-18
  • OH RA
    APPROVED
    Since 1999-09-18

Branch Locations

5911 Renaissance Place Ste A, Toledo, OH 43623 • United States

Toledo, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Toledo OH 06/1985 03/2020
Ameriprise Financial Services, Llc Toledo OH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 5911 Renaissance Place Suite AToledo, Ohio 43623, ,; Not Investment-Related; 01/31/2008 / Lot/Land; 9780 Mt Gilead Rd.Fredericktown OH 43019, ,; Not Investment-Related; 04/01/2019. Business Ownership; Desrig Advisors LLC; paperwork, maintain office; Rental Real Estate; 5911 Renaissance PlaceSuite AToledo ohio 43623, ,; Not Investment-Related; 01/31/2008; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-28
  • S63 Uniform Securities Agent State Law Examination
    1987-04-28

View on SEC IAPD

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