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James Richard Fitzpatrick

Ep Wealth Advisors

Torrance, CA

Irvine, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-07
  • CA RA
    APPROVED
    Since 2022-09-07

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

18301 Von Karman Ave, Suite 1050, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Irvine CA 03/2018 Present
Unemployed Mission Viejo CA 08/2016 10/2016
Wealthvest Marketing Mission Viejo CA 10/2016 05/2017
Self-Employment Mission Viejo CA 08/2017 03/2018
Fidelity Personal And Workplace Advisors Boston MA 07/2018 05/2022
Ep Wealth Advisors, Llc. Torrance CA 05/2022 Present
  • 03/2018 → Present
    Fidelity Brokerage Services Llc
    Irvine, CA
  • 08/2016 → 10/2016
    Unemployed
    Mission Viejo, CA
  • 10/2016 → 05/2017
    Wealthvest Marketing
    Mission Viejo, CA
  • 08/2017 → 03/2018
    Self-Employment
    Mission Viejo, CA
  • 07/2018 → 05/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 05/2022 → Present
    Ep Wealth Advisors, Llc.
    Torrance, CA
Previous Registrations
  • 2018-07-13 → 2021-09-28
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2018-05-11 → 2018-07-13
    Strategic Advisers Llc
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-07
S63 Uniform Securities Agent State Law Examination 1985-07-18
  • S65 Uniform Investment Adviser Law Examination
    1995-04-07
  • S63 Uniform Securities Agent State Law Examination
    1985-07-18
Designations

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
EDWARD JONES · TORRANCE, CA

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