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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Staten Island | NY | 05/2015 | 09/2025 |
| Thomas S. Gallo Cpa | Staten Island | NY | 10/2000 | Present |
| Avantax Advisory Services | Staten Island | NY | 06/2015 | 09/2025 |
| 2300 Victory Blvd Llc | Staten Island | NY | 09/2019 | Present |
| Avantax Insurance Agency, Llc | Staten Island | NY | 05/2016 | 09/2025 |
| Cetera Wealth Services, Llc | Staten Island | NY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
Thomas S.Gallo CPA~'NIR'~250 Midway Ave~Fanwood~NJ~07023~Accounting~Owner/Sole Proprietor~10/1/2000~80hrs~5hrs~Owner of CPA Firm|Fiduciary Appointment-Trustee~'NIR'~254 Jerome Avenue~Staten Island~NY~10305~12/15/2018~I many spend one hour per month just reviewing her bank accounts.hrs~There is no trading at all I will spend only about 1 hour per month reviewing bank account balances with her.hrs~I assist her in managing her funds which are primarily in bank accounts and CDs.|2300 Victory Blvd LLC~'NIR'~2300 Victory Blvd~Staten Island~NY~10314~Rental Property~Owner~9/6/2019~2hrs~1hrs~To collect rent and pay bills for the property. My brother is a 50% owner who will share in the activities| LOCAL TOWN COMMITTEE MEMBER POSITION: Republican Committee District Member of Fanwood NJ NATURE: I was elected as Republican Committee District Member of Fanwood NJ where I represent a section of my town for the Republican Committee of Union County. The term is for 2 years. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2024 ADDRESS: 2300 Victory Blvd, Staten Island NY 10314, United States DESCRIPTION: I am to vote on issues pertaining to the section of my town in Fanwood NJ. These issues may arise during the course of my term. 3) Carmela Lore Irrv Residence Trust; Trustee; Fiduciary Appointment; NIR; 1; 12/15/2018; 254 Jerome Avenue Staten Island NY 10305; I assist her in managing her funds which are primarily in bank accounts and CDs. 4) 2300 Victory Blvd LLC; Owner; Rental Property; IR; 1; 09/06/2019; 2300 Victory Blvd Staten Island NY 10314; To collect rent and pay bills for the property. My brother is a 50% owner who will share in the activities
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-31 |
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