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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-15
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2022-08-15
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

Corporate Commons Two 2 Teleport Drive, Suite 105, Staten Island, NY 10311 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Staten Island NY 12/1995 03/2017
Massachusetts Mutual Life Insurance Company Staten Island NY 07/2016 Present
Mml Investors Services, Llc Staten Island NY 03/2017 Present
  • 12/1995 → 03/2017
    Metlife Securities Inc.
    Staten Island, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Staten Island, NY
  • 03/2017 → Present
    Staten Island, NY
Other Businesses

1) INDEPENDENT INSURANCE AGENT-FROM RESIDENTIAL ADDRESS-1HRS SECURITIES, 0HRS NONSECURITIES-LIFE/ACCIDENT/HEALTH-SINCE 5/2010 2) PARTNER/OWNER-RENTAL PROPERTY-FROM BROOKLY, NY-1HRS SECURITIES, 0HRS NONSECURITIES- SINCE 7/2010

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-08-10
  • S63 Uniform Securities Agent State Law Examination
    2017-08-10
Other Names
  • Kenneth Karyerns Eng

View on SEC IAPD

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