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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-15 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
Corporate Commons Two 2 Teleport Drive, Suite 105, Staten Island, NY 10311 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Staten Island | NY | 12/1995 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Staten Island | NY | 07/2016 | Present |
| Mml Investors Services, Llc | Staten Island | NY | 03/2017 | Present |
1) INDEPENDENT INSURANCE AGENT-FROM RESIDENTIAL ADDRESS-1HRS SECURITIES, 0HRS NONSECURITIES-LIFE/ACCIDENT/HEALTH-SINCE 5/2010 2) PARTNER/OWNER-RENTAL PROPERTY-FROM BROOKLY, NY-1HRS SECURITIES, 0HRS NONSECURITIES- SINCE 7/2010
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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