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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2020-11-02
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2020-11-02

Branch Locations

Corporate Commons Two 2 Teleport Drive, Suite 105, Staten Island, NY 10311 • United States

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Brooklyn NY 11/1998 03/2017
Mml Investors Services, Llc Staten Island NY 03/2017 Present
Massmutual Life Insurance Company Staten Island NY 07/2016 Present
  • 11/1998 → 03/2017
    Metlife Securities Inc.
    Brooklyn, NY
  • 03/2017 → Present
    Staten Island, NY
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Staten Island, NY
Other Businesses

(1) Name: The Grace Foundation of New York 501(C)(3) Corporation Inv Rel: Y Add: 460 Brielle Avenue Staten Island, NY 10314 Nature: Nonprofit 501(c)(3) Corporation Position: Acting Treasurer Start date: 02/01/2020 No Hrs/Mo: 2 No Hrs/Mo Dur Trading: 0 Duties: Acting Treasurer, has backup check writing authority only. Assists in organizing event as golf outings, where participants pay a fee which is a donation directly to the foundation. Not providing investment advice or receiving any compensation and the Foundation is not my client and donations are made out directly to the foundation name (2) Name: Francis J Viglione Inv Rel: Y Add: 315 Fifth St Beach Haven NJ 08008 Nature: Seasonal Shore House Rental Position: Owner Start Date: 11/17/2022 No Hrs/Mo: 0 No Hrs/Mo Dur Trading: 0 Duties: Rent a shore house that I own seasonally to offset the costs of owning the home. (3) Name: Francis J. Viglione Inv rel: Y Add: Corporate Commons Two, 2 Teleport Drive, Suite 105, Staten Island, NY 10311 Nature: Outside Insurance Sales; Life, Fixed annuities, and Health Position: Agent Start date: 07/01/2016 No. HR/MO: 1 No. HR/MO dur trading: 1 (4) Name: Wealth Protection Strategies LLC Inv Rel: Y Add: Residential Nature: Setting up the LLC to eventually be a beneficiary for life insurance designations to protect our spouses/families Position: Co-Owner Start Date: 3/1/2022 No Hrs/Mo: 1 No Hrs/Mo Dur Trading: 0 Duties: Setting up the LLC to eventually be a beneficiary for life insurance designations to protect our spouses/families

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1999-12-20
Other Names
  • Frank Viglione
  • Francis John Viglio

View on SEC IAPD

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