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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

Corporate Commons Two 2 Teleport Drive, Suite 105, Staten Island, NY 10311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Staten Island NY 07/2016 Present
Mml Investors Services, Llc Staten Island NY 03/2017 Present
Msi Financial Services Brooklyn NY 07/2016 03/2017
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Staten Island, NY
  • 03/2017 → Present
    Staten Island, NY
  • 07/2016 → 03/2017
    Msi Financial Services
    Brooklyn, NY
Other Businesses

(1) INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES LIFE/ACCIDENT/HEALTH FROM RESIDENTIAL ADDRESS 3 WEEKDAY AND 3 EVENING/WEEKEND HOURS STARTED 10/2006. NAME: FIORE STRATEGIC WEALTH INC INV REL: Y ADD: RESIDENTIAL NATURE: FOR TAX PURPOSES ONLY POSITION: PRESIDENT START DATE: 1/1/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: TO BE USED FOR BUSINESS EXPENSES (2) NAME: BLUE WEALTH PD & RED WEALTH FD, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 7/21/2025, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 2, DUTIES: LIFE, HEALTH, CANCER (3) NAME: BRAKEN FIORE INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: CONSULTING FOR INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS POSITION: PENSION CONSULTANT START DATE: 8/8/2025 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DUTIES: REVIEW NYCERS PENSION OPTIONS WITH RETIRING ELECTRICAL WORKERS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-01-02
  • S63 Uniform Securities Agent State Law Examination
    2009-01-02

View on SEC IAPD

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