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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2017-05-26 |
Branch Locations
Corporate Commons Two 2 Teleport Drive, Suite 105, Staten Island, NY 10311 • United States
Staten Island, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Brooklyn | NY | 08/1987 | 03/2017 |
| Mml Investors Services, Llc | Staten Island | NY | 03/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Staten Island | NY | 03/2017 | Present |
(1) NAME: JON SIMMONS ESQ AND DIANE STUART GUARDIANSHIP/TRUSTEE INV REL:Y ADD: 473 WOOLLEY AVE STATEN ISLAND NY 10314 NATURE: GUARDIAN OF VIRGINIA HICKEY AND CO-GUARDIAN OF VIRGINIA HICKEY'S PROPERTY POSITION: GUARDIAN AND CO-GUARDIAN START DATE: 5/2017 NO HRS/MO: 12 NO HRS/MO DUR TRADING: 12 (2) NAME: DIANE STUART INV REL: Y ADD: 2 TELEPORT DR CORPORATE COMMONS TWO STATEN ISLAND NY 10311 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH INSURANCE POSITION: SALES START DATE: 10/09/2017 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 (3) NAME: DIANE STUART INV REL:Y ADD: 473 WOOLLEY AVE STATEN ISLAND NY 10314 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 2012 NO HRS/MO : 1 NO HRS/MO DUR TRADING: 1
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-11-20 |
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