Michael Volpe

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 03/2024
  Mbsc Securities Corporation
  New York, NY
• 04/2003 → 03/2026
  Bny Mellon Securities Corporation
  New York, NY
• 04/2026 → Present
  Mml Investors Services, Llc
  Staten Island, NY
• 03/2026 → Present
  Massmutual Life Insurance Co
  Staten Island, NY

Previous Registrations

• 2003-10-15 → 2026-04-02
  Bny Mellon Securities Corporation
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  Uniondale, NY
  Boca Raton, FL
  Uniondale, NY
  Boca Raton, FL
  Boca Raton, FL
  Uniondale, NY
  Brooklyn, NY

Other Businesses

NAME: MICHAEL VOLPE, INV REL: Y, ADD: 2 TELEPORT DRIVE, SUITE 105, STATEN ISLAND, NY 10311 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 04/01/2026, NO. HR/MO:1, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH

Exams

• S66 Uniform Combined State Law Examination
  2003-07-02
• S63 Uniform Securities Agent State Law Examination
  1991-11-20