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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2017-11-29 |
Branch Locations
120 White Plains Rd Ste 112, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Tarrytown | NY | 07/2009 | 11/2017 |
| Lpl Financial Llc | Tarrytown | NY | 11/2017 | Present |
1. 11/29/2017 - Lexco Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/1/2009 - 2 Hours Per Month. 2. 11/29/2017 - HALEDON, LLC - Not Investment Related - Haledon, NJ - Real Estate Rental - 0 Hours Per Month/0 Hours During Securities Trading - Beneficiary/Owner. 3. 11/29/2017 - JOHN BLANOS - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/21/2011 - Life insurance, LTC, Fixed Annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-18 |
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