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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-22
NY RA APPROVED 2022-08-08
  • CA RA
    APPROVED
    Since 2023-09-22
  • NY RA
    APPROVED
    Since 2022-08-08

Branch Locations

580 White Plains Rd Suite 205, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed West New York NJ 11/2015 12/2016
New York Life Insurance Co. White Plains NY 12/2016 01/2018
Nylife Securities Llc White Plains NY 04/2017 01/2018
Guardian Life Insurance Company Tarrytown NY 02/2018 Present
Park Avenue Securities Tarrytown NY 02/2018 Present
  • 11/2015 → 12/2016
    Unemployed
    West New York, NJ
  • 12/2016 → 01/2018
    New York Life Insurance Co.
    White Plains, NY
  • 04/2017 → 01/2018
    Nylife Securities Llc
    White Plains, NY
  • 02/2018 → Present
    Guardian Life Insurance Company
    Tarrytown, NY
  • 02/2018 → Present
    Park Avenue Securities
    Tarrytown, NY
Other Businesses

1) Volunteer for nonprofit 501c4 corporation, Start Date: 11/2/2016, Address: 500 Fulton Court, West New York, NY 07093, 2 total hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation, 2) Volunteer for nonprofit 501c3 corporation, Start Date: 9/10/2012, Address: 500 Fulton Court, West New York, NY 07093, 5 total hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-05-11
  • S63 Uniform Securities Agent State Law Examination
    2017-05-11
Designations
Other Names
  • Deborah Jane Swinford
  • Deborah Swinford Becker
  • Deborah Becker

View on SEC IAPD

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