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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-08-26 |
| VA | RA | APPROVED | 2021-07-31 |
| NY | RA | APPROVED | 2021-04-16 |
| SC | RA | APPROVED | 2020-02-14 |
| MD | RA | APPROVED | 2019-12-06 |
| NH | RA | APPROVED | 2019-09-17 |
| NC | RA | APPROVED | 2019-09-04 |
| PA | RA | APPROVED | 2018-08-15 |
| WA | RA | APPROVED | 2018-06-12 |
| MA | RA | APPROVED | 2017-12-05 |
| TX | RA | APPROVED_RES | 2016-06-21 |
| MI | RA | APPROVED | 2016-04-21 |
| DE | RA | APPROVED | 2015-08-07 |
| IL | RA | APPROVED | 2015-03-05 |
| FL | RA | APPROVED | 2013-08-19 |
| CA | RA | APPROVED | 2013-04-12 |
| GA | RA | APPROVED | 2010-07-09 |
| NJ | RA | APPROVED | 2010-06-16 |
| CT | RA | APPROVED | 2010-06-11 |
Branch Locations
580 White Plains Rd Suite 205, Tarrytown, NY 10591 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Tarrytown | NY | 01/2009 | Present |
| Park Aenue Securities | Tarrytown | NY | 01/2009 | Present |
1. Health Insurance-Provide group medical benefits, Start: 01/01/2016, Address: 580 White Plains Road Tarrytown, NY 10591, 2 bus hrs per month, Investment related, 2. Women on the Verge - Founder-To help promote stories of women and to provide financial literacy with challenges that will occur in their lives,. Start: 10/01/2019, Address: No set address, 5 non bus hrs per month, Not investment related, 3) Power of Attorney-wife, Start: 08/01/2021, Address: 226 Marietta Ave Hawthorne, NY 10532, 0 total hours per month, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-02-17 |
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