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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-23 |
| WI | RA | APPROVED | 2024-10-22 |
| NJ | RA | APPROVED | 2024-01-10 |
| NY | RA | APPROVED | 2023-11-01 |
Branch Locations
580 White Plains Rd Suite 205, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors Inc | Millwood | NY | 09/2015 | 05/2022 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 05/2022 | 10/2023 |
| Guardian Life Insurance Company | Tarrytown | NY | 10/2023 | Present |
| Park Avenue Securities | Tarrytown | NY | 10/2023 | Present |
1. Swistak Strength and Conditioning LLC, Start Date: 01/01/2022, Address: 23 Shelley Ave Valhalla, NY 10595, 2 total hours per month; 0 during securities trading hours, Not Investment related, >10% annual compensation, 2. Insurance other than Guardian, Start Date: 1/1/2024, Address: 580 White Plains Rd, Suite 205 Tarrytown, NY 10591, 1 total hour per month; 1 during securities trading hours, Investment related, <10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-01 |
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