Dylan Tuttle

$7.80B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

38 Fountain Square Plaza, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-03
NY	RA	APPROVED	2023-06-20
CT	RA	APPROVED	2023-06-15

Branch Locations

Stamford, CT • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	08/2016	05/2017
Bank Of America, N.A.	Hunt Valley	MD	10/2016	05/2017
Ubs Financial Services Inc.	Weehawken	NJ	05/2017	05/2018
Bny Mellon	White Plains	NY	05/2018	06/2023
Bny Mellon Securities Corporation	New York	NY	01/2020	06/2023
Fifth Third Wealth Advisors Llc (Crd: 313015)	Tarrytown	NY	06/2023	Present

08/2016 → 05/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
10/2016 → 05/2017

Bank Of America, N.A.

Hunt Valley, MD
05/2017 → 05/2018

Ubs Financial Services Inc.

Weehawken, NJ
05/2018 → 06/2023

Bny Mellon

White Plains, NY
01/2020 → 06/2023

Bny Mellon Securities Corporation

New York, NY
06/2023 → Present

Fifth Third Wealth Advisors Llc (Crd: 313015)

Tarrytown, NY

2017-05-25 → 2018-05-15

Ubs Financial Services Inc.

Weehawken, NJ
2016-11-03 → 2017-05-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-20
S66	Uniform Combined State Law Examination	2016-11-02