James Henry Booth

Current Employers

Employment History

• 06/1997 → 05/2019
  Booth Financial
  Norwalk, CT
• 12/2005 → 02/2018
  Invest Financial Corp.
  Norwalk, CT
• 02/2018 → 05/2019
  Lpl Financial Llc
  Norwalk, CT
• 06/2019 → 10/2019
  International Assets Advisory, Llc
  Norwalk, CT
• 06/2019 → 10/2019
  International Assets Investment Management, Llc
  Norwalk, CT
• 03/2020 → 08/2021
  Guardian Life Insurance Company
  Tarrytown, NY
• 03/2020 → 08/2021
  Park Avenue Securities
  Tarrytown, NY
• 08/2021 → 07/2022
  Lpl Financial Llc
  Islandia, NY
• 08/2021 → 07/2022
  Suffolk Federal Credit Union
  Islandia, NY
• 07/2022 → 10/2024
  Wells Fargo Clearing Services, Llc
  Old Greenwich, CT
• 07/2022 → 10/2024
  Wells Fargo Bank, Na
  Old Greenwich, CT
• 08/2019 → 01/2020
  John M Glover Agency
  Norwalk, CT
• 01/2020 → 02/2020
  American Senior Benefits
  Shelton, CT
• 10/2024 → 06/2025
  Unemployed
  Norwalk, CT
• 06/2025 → 08/2025
  Davenport & Associates
  Norwalk, CT
• 10/2025 → Present
  Guardian Life Insurance Company
  Tarrytown, NY
• 10/2025 → Present
  Park Avenue Securities
  Tarrytown, NY

Previous Registrations

• 2022-08-18 → 2024-11-06
  Wells Fargo Clearing Services, Llc
  Old Greenwich, CT
  Melville, NY
• 2021-08-13 → 2022-07-11
  Lpl Financial Llc
  Islandia, NY
• 2018-02-14 → 2021-08-06
  Lpl Financial Llc
  Norwalk, CT
• 2020-03-16 → 2021-08-06
  Park Avenue Securities Llc
  Tarrytown, NY
• 2019-06-18 → 2021-08-06
  International Assets Investment Management, Llc
  Orlando, FL
  Norwalk, CT
  Norwalk, CT
• 2010-01-04 → 2018-02-14
  Invest Financial Corporation
  Center Moriches, NY
  Center Moriches, NY
  Norwalk, CT
  Appleton, WI

Other Businesses

1) Notary Public, State of Connecticut, Nature of Business: Notary Public, Start date: 04/01/2019, Address: 5 Green Hill Road Norwalk, CT 06850, Duties: Notarize documents, 2 total hours per month; 2 during securities trading hours, Not investment related, 2) Poll Worker - Poll Worker on Election Day and Early Voting, Nature of Business: Poll Worker, Start date: 11/05/2019, Address: 125 East Ave, Norwalk, CT 06851, Duties: Registrar of Voters & Election Administration, 0 total hours per month, Not Investment Related, 3) Justice of the Peace, City of Norwalk, CT - OFFICIATING WEDDING CEREMONIES, Start date: 01/01/2021, Address: 5 Green Hill Rd., Norwalk, CT 06850, 1 total hours per month; 0 during securities trading hours, Not investment related, 0% annual compensation, 4) Insurance Agent - Trail commission from Genworth and Unum on existing insurance business., Start date: 01/01/2010, Address: 5 Green Hill Rd., Norwalk, CT 06850, 0 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 5) Greenhill Support Services LLC - Provides legal services to individuals regarding establishment of wills, trusts, and deeds including formation of legal entities such as LLC. I am listed as a member of the LLC along with my father, James T Booth. I was working at Davenport & Associates along with my father which included helping to do paperwork on deed formation. I do not plan to be involved in this previous activity for this legal services entity., Start date: 06/16/2025, Address: 5 Green Hill Rd., Norwalk, CT 06850, 0 total hours per month; 0 during securities trading hours, Not investment related, 0% annual compensation,

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-22
• S63 Uniform Securities Agent State Law Examination
  1998-07-09

Other Names

• James Henry Booth
• James H Booth
• James Booth