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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-07-17 |
| OH | RA | APPROVED | 2009-06-05 |
Branch Locations
18500 Lake Road Suite 400, Rocky River, OH 44116 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Rocky River | OH | 04/2009 | Present |
NAME OF OTHER BUSINESS:RJS Steamboat LLC / INVESTMENT RELATED?:Y/ ADDRESS: 6767N Ocean Blvd/ NATURE OF THE BUSINESS:own timeshare in Steamboat , Share expenses for personal use / POSITION:LLC Member/ DUTIES: none / START DATE: 2/15/2003 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-12-30 |
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