Spencer Herbert Seaman

Current Employers

Employment History

• 04/2009 → Present
  Ubs Financial Services Inc
  Rocky River, OH

Previous Registrations

• 2000-04-20 → 2009-05-21
  Citigroup Global Markets Inc.
  Westlake, OH
  Westlake, OH

Other Businesses

1)NAME OF OTHER BUSINESS:RJS Steamboat LLC/ INVESTMENT RELATED?: Y / ADDRESS: 6767 N Ocean Blvd / NATURE OF THE BUSINESS: LLC created with six members to own a time-share condominium in Steamboat Springs Colorado in February 2003. The LLC entity is the owner of the condominium and allows the members to share expenses for personal use/ POSITION:LLC Member/ DUTIES: No specific duties - I do not serve as managing member, only as an LLC member / START DATE:2/15/2003 / HOURS DEVOTED TO BUSINESS: NA Saint Joseph AcademyHigh school - all-girls - 723 students, Advisor or advisory group member if advice given may influence an officer/boardEndowment Fund - serve on the Investment Committee, start date-9/1/2014, ClevelandOhio United States--44111. 3)BGSU Foundation, Inc. United States ,OH United States , Educational Establishment , Education ,The BGSU Foundation is a 501(c)(3) non-profit organization to raise and manage private money for Bowling Green State University (BGSU). Member of Board of directors My primary roles currently are to serve as Chair-Elect (July 1, 2025 - June 30, 2027) and Chair (July 1, 2027 - June 30, 2029). Both of these primary roles have been approved by UBS. A secondary role will be to serve on the Financial Affairs Committee. The Financial Affairs Committee assists with resource allocation based up on the mission, vision & strategic objectives of the Universtity. The Committee will work with those individuals / organizations who manage investment assets along with the Foundation's OCIO - Mercer - to achieve return objectives consistent with risk tolerance. Start date 7/1/2026

Exams

• S66 Uniform Combined State Law Examination
  2009-09-01
• S63 Uniform Securities Agent State Law Examination
  1987-10-14

Other Names

• Spencer H Seaman