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Bradley Howard Bartel

Ubs Financial Services Inc.

Rocky River, OH

Avon Lake, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-06-25
OH RA APPROVED 2011-02-04
  • TX RA
    APPROVED_RES
    Since 2012-06-25
  • OH RA
    APPROVED
    Since 2011-02-04

Branch Locations

18500 Lake Road Suite 400, Rocky River, OH 44116 • United States

Avon Lake, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rocky River OH 01/2011 Present
Previous Registrations
  • 2008-02-25 → 2011-02-03
    Td Ameritrade, Inc.
    Orange Village, OH
  • 2008-02-25 → 2011-02-03
    Td Ameritrade Investment Management, Llc
    Beachwood, OH
    Woodmere, OH
  • 2007-06-13 → 2008-01-31
    Natcity Investments, Inc.
    University Heights, OH
  • 2005-02-07 → 2007-04-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cleveland, OH
    Cleveland, OH
Other Businesses

BHB HOLDINGS II, LLC / 5111 WELLINGTON AVE. PARMA,OH 44134 / SOLE PROPRIETORSHIP/ REAL ESTATE / RENTAL REAL ESTATE / OFFICER / START DATE 6/1/2013 BHB Holdings, LLC / 32380 Nottingham Dr.Avon LakeOHUnited States44012 / rental real estate / Real Estate / single family home that I own and rent for income purposes / 4/13/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-18
  • S66 Uniform Combined State Law Examination
    2005-02-18
Other Names
  • Bradley Bartel

View on SEC IAPD

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Other Investors

MICHAEL OTOOLE LEAMON
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RICHARD STEVEN MILLIGAN
WILLIAM RALPH MURMAN
ANTHONY JAMES GOLDYN
Ryan Dorff

Other Offices

ZAK ADVISORY, LLC · ROCKY RIVER, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rocky River, OH
EDWARD JONES · ROCKY RIVER, OH
PROVIDENCE FINANCIAL SERVICES, LLC · ROCKY RIVER, OH
PROVIDENCE FINANCIAL SERVICES, LLC · Rocky River, OH
CLEVELAND CAPITAL MANAGEMENT, L.L.C. · ROCKY RIVER, OH
U.S. BANCORP ADVISORS, LLC · Rocky River, OH
LPL FINANCIAL LLC · ROCKY RIVER, OH

More in Rocky River, OH

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