Bradley Howard Bartel

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Ubs Financial Services Inc
  Rocky River, OH

Previous Registrations

• 2008-02-25 → 2011-02-03
  Td Ameritrade, Inc.
  Orange Village, OH
• 2008-02-25 → 2011-02-03
  Td Ameritrade Investment Management, Llc
  Beachwood, OH
  Woodmere, OH
• 2007-06-13 → 2008-01-31
  Natcity Investments, Inc.
  University Heights, OH
• 2005-02-07 → 2007-04-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cleveland, OH
  Cleveland, OH

Other Businesses

BHB HOLDINGS II, LLC / 5111 WELLINGTON AVE. PARMA,OH 44134 / SOLE PROPRIETORSHIP/ REAL ESTATE / RENTAL REAL ESTATE / OFFICER / START DATE 6/1/2013 BHB Holdings, LLC / 32380 Nottingham Dr.Avon LakeOHUnited States44012 / rental real estate / Real Estate / single family home that I own and rent for income purposes / 4/13/2022

Exams

• S66 Uniform Combined State Law Examination
  2005-02-18

Other Names

• Bradley Bartel