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Susan Lee Patchen

Ubs Financial Services Inc.

Rocky River, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-05-17
  • OH RA
    APPROVED
    Since 2022-05-17

Branch Locations

18500 Lake Road Suite 400, Rocky River, OH 44116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Akron OH 12/2008 10/2016
Stratos Wealth Partners, Ltd Akron OH 10/2010 10/2016
Raymond James Financial Services, Inc. Akron OH 10/2016 12/2018
The Wealth Advisory Group Of Dilauro Wracher & Thomas Akron OH 11/2016 12/2018
Ubs Financial Services Westlake OH 12/2018 11/2021
Raymond James Financial Services Strongsville OH 11/2021 02/2022
Raymond James Financial Services Advisors Strongsville OH 11/2021 02/2022
Ubs Financial Services Inc. Rocky River OH 05/2022 Present
  • 12/2008 → 10/2016
    Lpl Financial Llc
    Akron, OH
  • 10/2010 → 10/2016
    Stratos Wealth Partners, Ltd
    Akron, OH
  • 10/2016 → 12/2018
    Raymond James Financial Services, Inc.
    Akron, OH
  • 11/2016 → 12/2018
    The Wealth Advisory Group Of Dilauro Wracher & Thomas
    Akron, OH
  • 12/2018 → 11/2021
    Ubs Financial Services
    Westlake, OH
  • 11/2021 → 02/2022
    Raymond James Financial Services
    Strongsville, OH
  • 11/2021 → 02/2022
    Raymond James Financial Services Advisors
    Strongsville, OH
  • 05/2022 → Present
    Ubs Financial Services Inc.
    Rocky River, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-23
S63 Uniform Securities Agent State Law Examination 1990-08-06
  • S66 Uniform Combined State Law Examination
    2019-04-23
  • S63 Uniform Securities Agent State Law Examination
    1990-08-06
Other Names
  • Susan Patchen
  • Susan Lee Patchen
  • Susan Lee Griffith
  • Susan L Patchen

View on SEC IAPD

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Other Offices

ZAK ADVISORY, LLC · ROCKY RIVER, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rocky River, OH
EDWARD JONES · ROCKY RIVER, OH
PROVIDENCE FINANCIAL SERVICES, LLC · ROCKY RIVER, OH
PROVIDENCE FINANCIAL SERVICES, LLC · Rocky River, OH
CLEVELAND CAPITAL MANAGEMENT, L.L.C. · ROCKY RIVER, OH
U.S. BANCORP ADVISORS, LLC · Rocky River, OH
LPL FINANCIAL LLC · ROCKY RIVER, OH

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