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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-07-16
OH RA APPROVED 2009-04-30
  • TX RA
    APPROVED_RES
    Since 2009-07-16
  • OH RA
    APPROVED
    Since 2009-04-30

Branch Locations

18500 Lake Road Suite 400, Rocky River, OH 44116 • United States

Bay Village, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rocky River OH 04/2009 Present
Previous Registrations
Other Businesses

Three Jack LLC,United States,Sport & Leisure Facilities,owning and operating a boat,one of three partners collectively owning the boat,Start date - 12/19/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-02
  • S66 Uniform Combined State Law Examination
    2005-03-02

View on SEC IAPD

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