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Michael Otoole Leamon

Ubs Financial Services Inc.

Rocky River, OH

CRD 3137286

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-06-22
OH RA APPROVED 2007-02-09
  • TX RA
    APPROVED_RES
    Since 2010-06-22
  • OH RA
    APPROVED
    Since 2007-02-09

Branch Locations

18500 Lake Road Suite 400, Rocky River, OH 44116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 02/2007 Present
Previous Registrations
  • 2005-03-25 → 2007-02-09
    Keybanc Capital Markets Inc.
    Cleveland, OH
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-01
  • S66 Uniform Combined State Law Examination
    2002-02-01
Other Names
  • Michael Leamon

View on SEC IAPD

Nearby Firms

ZAK ADVISORY, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES

Nearby Investors

BRADLEY HOWARD BARTEL
MATTHEW RICHARD HOWARD
SUSAN LEE PATCHEN

Nearby Offices

ZAK ADVISORY, LLC · ROCKY RIVER, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rocky River, OH
EDWARD JONES · ROCKY RIVER, OH

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