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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-29 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 08/1984 | Present |
| Bank Of America,Na | Pasadena | CA | 09/2009 | Present |
I*11373For profit or not for profit: Name of outside business organization: Dyrek Family TrustInvestment related: Address of business: Monrovia, California 91016Nature of business: Position, title, association: , Start date of relationship: 12/22/2018Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0I*128061For profit or not for profit: For-Profit OrganizationName of outside business organization: Dyrek Family TrustInvestment related: NAddress of business:Monrovia, California 91016Nature of business: Trust,Position, title, association: Trustee, Start date of relationship: 12/22/2018Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Rental propertyI*2030298, Entity Type, Name of OBA: Rental Property 1, Address: San Gabriel, CA, 91016, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 03/01/2021, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*4497287 Entity Type: N/A Name of OBA: Rental Property 2 Address: Oxnard, California, 93035 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 05/01/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-23 |
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