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111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-05-17 |
Branch Locations
10161 Park Run Drive Suite 150, Las Vegas, NV 89145 • United States
111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Las Vegas | NV | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 11/2016 | 11/2018 |
| Wells Fargo Advisors Financial Network, Llc | Las Vegas | NV | 11/2018 | 03/2021 |
| International Assets Advisory, Llc | Las Vegas | NV | 03/2021 | Present |
| International Assets Investment Management, Llc | Las Vegas | NV | 03/2021 | Present |
1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 3/2021 - APPROX 40 HRS/MO - FEE BASED COMPENSATION 2) UNITED WEALTH MANAGEMENT 8812 MONTAGNA DRIVE, LAS VEGAS, NV 89134 - PRIVATE LABEL ENTITY FOR FINANCIAL BUSINESS - PRESIDENT SINCE 10/2018 - APPROX 160 HRS/MO - SALARY 3) FRANK CARBONE, 8812 MONTAGNA DR, LAS VEGAS NV 89134 - EXECUTIVE DIRECTOR FOR TV SHOW - SINCE 05/2021 - APPROX 10 HRS/MO - SALARY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-30 |
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