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Daniel Barba

Private Portfolio, Inc.

La Jolla, CA

La Jolla, CA

La Jolla, CA

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Current Employers
Private Portfolio, Inc.

7816 Ivanhoe Ave Ste 10, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-07
CA RA APPROVED 2006-03-15
  • TX RA
    APPROVED
    Since 2014-07-07
  • CA RA
    APPROVED
    Since 2006-03-15

Branch Locations

7816 Ivanhoe Ave. Ste #10, La Jolla, CA 92037 • United States

7816 Ivanhoe Ave Ste 10, La Jolla, CA 92037-4535 • UNITED STATES

7816 Ivanhoe Ave Ste 10, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daniel Barba, Sole Proprietor San Diego CA 01/1993 Present
Private Portfolio, Inc La Jolla CA 05/1994 Present
  • 01/1993 → Present
    Daniel Barba, Sole Proprietor
    San Diego, CA
  • 05/1994 → Present
    Private Portfolio, Inc
    La Jolla, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-07-13
S65 Uniform Investment Adviser Law Examination 1999-02-01
  • S63 Uniform Securities Agent State Law Examination
    2018-07-13
  • S65 Uniform Investment Adviser Law Examination
    1999-02-01

View on SEC IAPD

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