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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-18 |
| MN | RA | APPROVED | 2019-12-13 |
Branch Locations
400 1St Street S Ste 300, St Cloud, MN 56301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 08/2006 | 09/2018 |
| Cetera Advisor Networks | El Segundo | CA | 10/2010 | 09/2018 |
| Cetera Advisors | Denver | CO | 10/2010 | 09/2018 |
| Cetera Financial Group | El Segundo | CA | 10/2010 | 09/2018 |
| Cetera Financial Specialists | Schaumburg | IL | 04/2012 | 09/2018 |
| Cetera Investment Advisers Llc | St Cloud | MN | 01/2014 | 09/2018 |
| Lpl Financial, Llc | Avon | MN | 09/2018 | 03/2019 |
| Woodbury Financial Services Inc | Avon | MN | 03/2019 | 11/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 12/2019 | Present |
| Cetera Investment Advisors Llc | St Cloud | MN | 12/2019 | Present |
| Cetera Advisors Llc | Greenwood Village | IL | 04/2026 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2026 | Present |
DURABLE POA FOR FATHER IN-LAW, JAMES W MILLER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-22 |
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