Carol Jean Bell

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 03/2013 → 04/2018
  Cetera Advisors Llc
  Denver, CO
• 03/2013 → 04/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2013 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2015 → 04/2018
  First Allied Securities, Inc.
  San Diego, CA
• 03/2015 → 11/2016
  Vsr Financial Services
  Overland Park, KS
• 03/2015 → 11/2017
  Girard Securities Inc
  San Diego, CA
• 03/2015 → 11/2016
  Investors Capital Corp
  Lynnfield, MA
• 03/2015 → 12/2016
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 03/2015 → 04/2018
  Summit Brokerage Services, Inc.
  Boca Raton, FL

Exams

• S66 Uniform Combined State Law Examination
  2021-10-13