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Carol Jean Bell

Cetera Investment Advisers LLC

St Cloud, MN

St. Cloud, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-10-14
  • MN RA
    APPROVED
    Since 2021-10-14

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

St. Cloud, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 03/2005 Present
Cetera Advisors Llc Denver CO 03/2013 04/2018
Cetera Advisor Networks Llc El Segundo CA 03/2013 04/2018
Cetera Financial Specialists Llc Schaumburg IL 03/2013 Present
First Allied Securities, Inc. San Diego CA 03/2015 04/2018
Vsr Financial Services Overland Park KS 03/2015 11/2016
Girard Securities Inc San Diego CA 03/2015 11/2017
Investors Capital Corp Lynnfield MA 03/2015 11/2016
Legend Equities Corporation Palm Beach Gardens FL 03/2015 12/2016
Summit Brokerage Services, Inc. Boca Raton FL 03/2015 04/2018
  • 03/2005 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 03/2013 → 04/2018
    Cetera Advisors Llc
    Denver, CO
  • 03/2013 → 04/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2013 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2015 → 04/2018
    First Allied Securities, Inc.
    San Diego, CA
  • 03/2015 → 11/2016
    Vsr Financial Services
    Overland Park, KS
  • 03/2015 → 11/2017
    Girard Securities Inc
    San Diego, CA
  • 03/2015 → 11/2016
    Investors Capital Corp
    Lynnfield, MA
  • 03/2015 → 12/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 03/2015 → 04/2018
    Summit Brokerage Services, Inc.
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-13
  • S66 Uniform Combined State Law Examination
    2021-10-13

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT MANAGEMENT LLC
LPL ENTERPRISE, LLC
MIDWEST FINANCIAL PARTNERS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RBC CAPITAL MARKETS, LLC

Other Investors

SARAH JANE THOREEN
Melissa Ann Mayer
DAVID CHARLES KALUZA
ERIC JOSEPH BAUER
Colleen Mary Knafla
JANE ELIZABETH LONGNECKER
Nicole Miller
Michael Soto

Other Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST.CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST. CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN

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