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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-12 |
| MN | RA | APPROVED | 2017-06-09 |
Branch Locations
400 1St St S Ste 300, St Cloud, MN 56301 • United States
Yuma, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2017 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2002 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 06/2002 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2002 | Present |
| First Allied Securities, Inc. | San Diego | CA | 06/2002 | 09/2022 |
YOUNIQUE PRODUCTS, ONLINE DIRECT MARKETING SALES OF COSMETICS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-28 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
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