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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
MN RA APPROVED 2014-01-31
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Cold Spring, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 01/2005 Present
Guaranty Brokerage Services St,. Cloud MN 01/2005 Present
Bancnorth Investment Group, Inc St. Cloud MN 01/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2014 Present
Cetera Advisor Networks Llc El Segundo CA 01/2005 Present
Cetera Advisors Llc Denver CO 01/2016 Present
Cetera Financial Specialists Llc Schaumburg IL 01/2016 Present
First Allied Securities, Inc. San Diego CA 01/2016 Present
Summit Brokerage Services, Inc. Boca Raton FL 05/2016 Present
  • 01/2005 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 01/2005 → Present
    Guaranty Brokerage Services
    St,. Cloud, MN
  • 01/2005 → Present
    Bancnorth Investment Group, Inc
    St. Cloud, MN
  • 01/2014 → Present
    Schaumburg, IL
  • 01/2005 → Present
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2016 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2016 → Present
    First Allied Securities, Inc.
    San Diego, CA
  • 05/2016 → Present
    Summit Brokerage Services, Inc.
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-12-10
  • S66 Uniform Combined State Law Examination
    1998-12-10
Other Names
  • David C Kaluza

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