Michael Soto

Current Employers

Employment History

• 04/2018 → 11/2018
  Nylife Securities Llc
  Windsor, CT
• 06/2017 → 11/2018
  New York Life Insurance Company
  Windsor, CT
• 12/2015 → 12/2017
  City Of New Haven
  New Haven, CT
• 08/2015 → 12/2017
  University Of Hartford
  West Hartford, CT
• 01/2018 → Present
  Morris & Mcdaniel, Inc.
  Metairie, LA
• 11/2018 → 06/2021
  Voya Financial Advisors, Inc.
  Windsor, CT
• 06/2021 → 08/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2021 → 07/2023
  The Prudential Insurance Company Of America
  Glastonbury, CT
• 08/2021 → 07/2023
  Prudential Investment Management Services Llc
  Glastonbury, CT
• 04/2022 → 07/2023
  Gwfs Equities, Inc.
  Hartford, CT
• 07/2023 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 07/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2023 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 07/2023 → Present
  Cetera Financial Specialists Llc
  Schaumberg, IL
• 07/2023 → Present
  Cetera Investment Advisers Llc
  St Cloud, MN

Previous Registrations

• 2022-07-22 → 2023-07-16
  Empower Advisory Group, Llc
  Greenwood Village, CO
  Glastonbury, CT
  New Britian, CT
• 2021-06-09 → 2021-08-10
  Cetera Wealth Services, Llc
  El Segundo, CA
• 2020-01-28 → 2021-06-09
  Voya Financial Advisors, Inc.
  Windsor, CT
  Windsor, CT

Other Businesses

1. NAME OF OTHER BUSINESS: MORRIS AND MCDANIEL, INC. INVESTMENT RELATED: NO ADDRESS: 117 SOUTH SAINT ASAPH STREET, ALEXANDRIA, VA 22314 NATURE OF BUSINESS: HR RESOURCE CONSULTING - TESTING ONLY START DATE: 1/2018 POSITION/TITLE/RELATIONSHIP: TEST PROCTOR APX NUMBER OF HOURS PER WEEK: 10 HOURS BI-MONTHLY APX NUMBER OF HOURS DURING TRADING HOURS: 10 HOURS BI-MONTHLY BRIEF DESCRIPTION OF DUTIES: SET-UP AND ADMINISTER EXAMS FOR POLICE AND FIRE;

Exams

• S66 Uniform Combined State Law Examination
  2019-12-16
• S63 Uniform Securities Agent State Law Examination
  2018-06-29

Other Names

• Michael Angel Soto
• Michael Soto