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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

St. Cloud, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marco Business Products St. Cloud MN 03/2017 11/2017
Pilgrim's Aka (Gold'n Plump Poultry) St. Cloud MN 12/2005 03/2017
Ameriprise Financial Services, Inc St. Cloud MN 11/2017 06/2019
Cetera Wealth Services, Llc El Segundo CA 06/2019 06/2025
Cetera Advisors Llc Denver CO 06/2019 06/2025
Cetera Investment Services Llc St Cloud MN 06/2019 Present
First Allied Securities, Inc. (Fasi) San Diego CA 06/2019 09/2022
Summit Brokerage Services, Inc. Boca Raton FL 06/2019 12/2019
Cetera Financial Specialists Llc Schaumburg IL 06/2019 06/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/2017 → 11/2017
    Marco Business Products
    St. Cloud, MN
  • 12/2005 → 03/2017
    Pilgrim's Aka (Gold'n Plump Poultry)
    St. Cloud, MN
  • 11/2017 → 06/2019
    Ameriprise Financial Services, Inc
    St. Cloud, MN
  • 06/2019 → 06/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2019 → 06/2025
    Cetera Advisors Llc
    Denver, CO
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → 09/2022
    First Allied Securities, Inc. (Fasi)
    San Diego, CA
  • 06/2019 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 06/2019 → 06/2025
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: VOLUNTEER FIREFIGHTING.CAPTAIN/EMT RESPONDING TO 911 CALLS INVESTMENT RELATED: NO ADDRESS: 8670 1ST AVE, CLEAR LAKE, MN 55319 NATURE OF BUSINESS: VOLUNTEER FIRE DEPARTMENT FOR THE CITY OF CLEAR LAKE, PLAMER TOWNSHIP AND CLEAR LAKE TOWNSHIPSTART DATE: 06/2007 POSITION/TITLE/RELATIONSHIP: VOLUNTEER CAPTAIN FIREFIGHTER/EMT RESPONDING TO 911 FIRE AND RESCUE CALLS FOR THE CITY OF CLEAR LAKE, PALMER TOWNSHIP AND CLEAR LAKE TOWNSHIP APX NUMBER OF HOURS PER WEEK: 10 TO 15 HOURS APX NUMBER OF HOURS DURING TRADING HOURS 10 TO 15 HOURS BRIEF DESCRIPTION OF DUTIES: ALLOCATING ASSETS BASED ON DESIRED RISK/RETURN CHARACTERISTICS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-24
  • S66 Uniform Combined State Law Examination
    2018-09-24
Other Names
  • Colleen Mary Weis

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