Colleen Mary Knafla

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 11/2017
  Marco Business Products
  St. Cloud, MN
• 12/2005 → 03/2017
  Pilgrim's Aka (Gold'n Plump Poultry)
  St. Cloud, MN
• 11/2017 → 06/2019
  Ameriprise Financial Services, Inc
  St. Cloud, MN
• 06/2019 → 06/2025
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2019 → 06/2025
  Cetera Advisors Llc
  Denver, CO
• 06/2019 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2019 → 09/2022
  First Allied Securities, Inc. (Fasi)
  San Diego, CA
• 06/2019 → 12/2019
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 06/2019 → 06/2025
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-07-16 → 2023-06-29
  Cetera Wealth Services, Llc
  St Cloud, MN
  St. Cloud, MN
• 2018-09-25 → 2019-07-02
  Ameriprise Financial Services, Llc
  St. Cloud, MN

Other Businesses

1. NAME OF OTHER BUSINESS: VOLUNTEER FIREFIGHTING.CAPTAIN/EMT RESPONDING TO 911 CALLS INVESTMENT RELATED: NO ADDRESS: 8670 1ST AVE, CLEAR LAKE, MN 55319 NATURE OF BUSINESS: VOLUNTEER FIRE DEPARTMENT FOR THE CITY OF CLEAR LAKE, PLAMER TOWNSHIP AND CLEAR LAKE TOWNSHIPSTART DATE: 06/2007 POSITION/TITLE/RELATIONSHIP: VOLUNTEER CAPTAIN FIREFIGHTER/EMT RESPONDING TO 911 FIRE AND RESCUE CALLS FOR THE CITY OF CLEAR LAKE, PALMER TOWNSHIP AND CLEAR LAKE TOWNSHIP APX NUMBER OF HOURS PER WEEK: 10 TO 15 HOURS APX NUMBER OF HOURS DURING TRADING HOURS 10 TO 15 HOURS BRIEF DESCRIPTION OF DUTIES: ALLOCATING ASSETS BASED ON DESIRED RISK/RETURN CHARACTERISTICS

Exams

• S66 Uniform Combined State Law Examination
  2018-09-24

Other Names

• Colleen Mary Weis