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Thomas Joseph Manning

LPl Financial LLC

Casper, WY

Casper, WY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
WY RA APPROVED 2017-08-04
TX RA APPROVED_RES 2007-02-08
  • CA RA
    APPROVED
    Since 2025-01-01
  • WY RA
    APPROVED
    Since 2017-08-04
  • TX RA
    APPROVED_RES
    Since 2007-02-08

Branch Locations

904 S. Center Street, Casper, WY 82601-3732 • United States

Casper, WY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Casper WY 03/1987 Present
Central Wyoming Hospic Casper WY 12/1995 Present
Unum Life Insurance Co. Englewood CO 03/1996 Present
  • 03/1987 → Present
    Casper, WY
  • 12/1995 → Present
    Central Wyoming Hospic
    Casper, WY
  • 03/1996 → Present
    Unum Life Insurance Co.
    Englewood, CO
Other Businesses

1. 10/23/2017 - TOM MANNING RENTALS - Investment Related - 904 South Center St., Casper, WY 82601; and Emerald Isle, North Carolina; Casper, Wyoming; & Evansville, Wyoming - Real Estate Rental - Started 01/09/2009 - 5 Hours Per Month/0 Hours During Securities Trading - OWN AND MANAGE 8 RESIDENTIAL UNITS, ALSO ONE OFFICE BUILDING. 2. 07/25/2025 - T'Manninguns - Real Estate Rental - inv rel - At reported business location(s) - Start date: 06/11/2025 - 5 hr/mnth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-09
S63 Uniform Securities Agent State Law Examination 1985-03-02
  • S66 Uniform Combined State Law Examination
    2007-03-09
  • S63 Uniform Securities Agent State Law Examination
    1985-03-02
Other Names
  • Thomas Joseph Manner

View on SEC IAPD

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