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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2024-11-14 |
Branch Locations
152 N Durbin St. Suite 319, Casper, WY 82601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins. Co. | Casper | WY | 08/1984 | 11/2017 |
| Nylife Securities Inc. | Casper | WY | 01/1985 | 11/2017 |
| Eagle Strategies Corp | Casper | WY | 01/2002 | 11/2017 |
| Allstate Insurance Company | Casper | WY | 11/2017 | 11/2020 |
| Jude A Watters Insurance, Investments & Retirement Planning Inc | Casper | WY | 11/2017 | 11/2020 |
| Prudential Insurance Company Of America | Englewood | CO | 11/2020 | Present |
| Pruco Securities, Llc. | Englewood | CO | 11/2020 | 11/2024 |
| Lpl Enterprise, Llc | Casper | WY | 11/2024 | Present |
1) 09/12/2024- Jude A Watters- Non-Variable Insurance Commission Trails- Renewals- INV Related- At Casper, WY- Start date 09/01/1984- 0 HRS MTH- 0 HRS During trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-03 |
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