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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2024-11-14
  • WY RA
    APPROVED
    Since 2024-11-14

Branch Locations

152 N Durbin St. Suite 319, Casper, WY 82601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins. Co. Casper WY 08/1984 11/2017
Nylife Securities Inc. Casper WY 01/1985 11/2017
Eagle Strategies Corp Casper WY 01/2002 11/2017
Allstate Insurance Company Casper WY 11/2017 11/2020
Jude A Watters Insurance, Investments & Retirement Planning Inc Casper WY 11/2017 11/2020
Prudential Insurance Company Of America Englewood CO 11/2020 Present
Pruco Securities, Llc. Englewood CO 11/2020 11/2024
Lpl Enterprise, Llc Casper WY 11/2024 Present
  • 08/1984 → 11/2017
    New York Life Ins. Co.
    Casper, WY
  • 01/1985 → 11/2017
    Nylife Securities Inc.
    Casper, WY
  • 01/2002 → 11/2017
    Eagle Strategies Corp
    Casper, WY
  • 11/2017 → 11/2020
    Allstate Insurance Company
    Casper, WY
  • 11/2017 → 11/2020
    Jude A Watters Insurance, Investments & Retirement Planning Inc
    Casper, WY
  • 11/2020 → Present
    Prudential Insurance Company Of America
    Englewood, CO
  • 11/2020 → 11/2024
    Englewood, CO
  • 11/2024 → Present
    Casper, WY
Previous Registrations
Other Businesses

1) 09/12/2024- Jude A Watters- Non-Variable Insurance Commission Trails- Renewals- INV Related- At Casper, WY- Start date 09/01/1984- 0 HRS MTH- 0 HRS During trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-07
S63 Uniform Securities Agent State Law Examination 1985-07-03
  • S65 Uniform Investment Adviser Law Examination
    2001-12-07
  • S63 Uniform Securities Agent State Law Examination
    1985-07-03
Designations
Other Names
  • Jude Albert Watters

View on SEC IAPD

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