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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-16
  • FL RA
    APPROVED
    Since 2021-07-16

Branch Locations

50 Main St Ste 1227, White Plains, NY 10606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/1984 Present
Northwestern Mutual Investment Services Llc Naples FL 12/1984 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/1984 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/1984 → Present
    Naples, FL
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, MMK, LLC, FACILITATE RENTAL PROPERTY HOLDINGSD IN STAMFORD AND OKEMO VT CT., EST 6/28/2011, INVESTMENT RELATED. 3. 100% OWNER, ZUZOLO FINANCIAL GROUP, START DATE: 09/13/2017, HOURS PER MONTH: 80+, MANAGING PARTNER, INVESTMENT RELATED, CORPORATION CONTRACTED AS GENERAL AGENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-15
S63 Uniform Securities Agent State Law Examination 1985-06-19
  • S66 Uniform Combined State Law Examination
    2005-02-15
  • S63 Uniform Securities Agent State Law Examination
    1985-06-19

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