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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-05 |
| TX | RA | APPROVED_RES | 2017-08-08 |
| VT | RA | APPROVED | 2009-03-19 |
Branch Locations
67 Merchants Row Suite 102, Rutland, VT 05701 • United States
Bradenton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Rutland | VT | 07/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-30 |
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