James Brian Reynolds

Current Employers

Employment History

• 08/1987 → Present
  O'BRien Shortle Associates
  Rutland, VT
• 11/2003 → 01/2018
  Northeast Planning Associates, Inc.
  Bedford, NH
• 07/2007 → Present
  Lpl Financial Llc
  Bedford, NH
• 08/2022 → Present
  Northeast Planning Associates, Inc.
  Burlington, VT

Previous Registrations

• 2004-12-09 → 2017-04-04
  Northeast Planning Associates, Inc.
  Bedford, NH
  Manchester Center, VT
  Bedford, NH
  Rutland, VT

Other Businesses

(1) 09/17/2007 - 54 North Main Ltd. - REAL ESTATE RENTAL - INV REL - Rent 3 condos at 5525 East Thomas Rd, Phoenix, AZ - 1% TIME SPENT. (2) 09/17/2007 - O'Brien, Shortle, Reynolds & Sabotka, P.C. - CPA Affiliate Program - INV REL - AT REPORTED BUSINESS LOCATION - CPA Practice - 85% TIME SPENT. (3) 09/17/2007 - NO BUSINESS NAME - Tax Prep/Accounting/CPA - INV REL - AT REPORTED BUSINESS LOCATION - Pay bills for Ronald Burns, Grey Gull Condo & Gilmore estate. Staff opens mail and gets approval to pay, check is cut, I sign the checks - 1% TIME SPENT. (4) 09/17/2007 - NO BUSINESS NAME - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION - Life, health, LTC, Group benefits, annuity through BISYS or First American - 5% TIME SPENT. (5) 09/17/2007 - NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - North Main Planning Associates, Ltd - INV REL - AT REPORTED BUSINESS LOCATION - 15% TIME SPENT. (6) 09/17/2007 - 54 North Main Ltd. - REAL ESTATE RENTAL - INV REL - Rents office space at 26 and 28 S. Main St, Rutland, VT - 1% TIME SPENT. (7) 08/25/2022 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/11/2022 - 5 Hours Per Month/1 Hours During Securities Trading. (8) 08/30/2022 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date - 08/11/2022 - 5 Hours Per Month/1 Hours During Securities Trading - I provide financial planning and consulting services through Northeast Planning Associates,Inc. an independent investment advisor firm.  I started this business activity in 08/2022. I expect to spend approximately 6 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2003-12-22