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Timothy Stephen O'COnnor

Commonwealth Financial Network

Rutland, VT

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-27
VT RA APPROVED 2016-09-21
  • TX RA
    APPROVED
    Since 2026-03-27
  • VT RA
    APPROVED
    Since 2016-09-21

Branch Locations

86 North Main Street, Rutland, VT 05701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ronald N. Lazzaro Pc Rutland VT 06/2000 09/2016
Lpl Financial Llc Rutland VT 11/2003 09/2016
Commonwealth Financial Network Waltham MA 09/2016 Present
Rnl & Associates Rutland VT 12/2016 Present
Previous Registrations
Other Businesses

1) FIXED INSURANCE SALES UNDER RNL & Associates. INVESTMENT RELATED AND CONDUCTED AT BRANCH LOCATION. 2) TAX PREPARATION SERVICES UNDER RNL & Associates. NOT INVESTMENT RELATED. CONDUCTED AT BRANCH LOCATION. 3) NOTARY PUBLIC. NOT INVESTMENT RELATED. CONDUCTED AT BRANCH LOCATION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-06-27
  • S63 Uniform Securities Agent State Law Examination
    2001-06-27
Designations

View on SEC IAPD

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