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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2008-07-07 |
| CT | RA | APPROVED | 2008-06-23 |
Branch Locations
65 N. Main Street Suite 1-B, Rutland, VT 05701 • United States
647 Depot Street, Manchester Center, VT 05255 • United States
1699 King Street Suite 401, Enfield, CT 06082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Hamden | CT | 05/2008 | Present |
1. Vermont State Golf Association; 145 Pine Haven Shores Shelburn, VT 05482; Promoting golf in State of Vermont and facilitating and running non professional golf tournaments; Board Member; oversee overall business operations along with other board members; 10/15/2026; 1hr/wk; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-26 |
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