Brooke Ann Smith

Current Employers

Employment History

• 07/2023 → Present
  Lpl Financial Llc
  Manchester Center, VT
• 05/2013 → 08/2018
  Doreen's Drive-In
  Wallingford, VT
• 05/2019 → 08/2019
  Vermont Country Store
  Manchester, VT
• 01/2020 → 12/2022
  Blossom 'N More Florist
  Rutland, VT
• 01/2022 → 04/2022
  O'BRien Shortle Reynolds & Sabotka, Pc
  Rutland, VT
• 05/2021 → Present
  Lpl Financial Llc
  Manchester Center, VT
• 08/2017 → 05/2021
  Castleton University
  Castleton, VT
• 10/2023 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Other Businesses

1) 06/27/2023 - Vermont Retirement Planners. LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 06/27/2023 - Notary - Investment related - Start date: 4/8/2022. 3) 10/18/2023 - Vermont Retirement Planners, LLC - Registered Investment Advisor DBA - Admin- Investment Related - At Reported Business Location(s) - Start Date 5/27/2021 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/18/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 10/18/2023 - Private Advisor Group - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 5/27/2021 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/18/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2023-10-05

Other Names

• Brooke Ann Raiche
• Brooke A Smith