Best Investors Account Sign in

Dana Victoria Jones

Stifel, Nicolaus & Company, Incorporated

Rutland, VT

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2008-09-10
  • VT RA
    APPROVED
    Since 2008-09-10

Branch Locations

65 N. Main Street Suite 1-B, Rutland, VT 05701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Manchester Center VT 09/2008 Present
  • 09/2008 → Present
    Stifel Nicolaus & Co Inc
    Manchester Center, VT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-03
S63 Uniform Securities Agent State Law Examination 2004-08-25
  • S66 Uniform Combined State Law Examination
    2005-08-03
  • S63 Uniform Securities Agent State Law Examination
    2004-08-25
Other Names
  • Dana V Harbula
  • Dana Victoria Jarman
  • Dana Victoria Harbula
  • Dana Victoria Jarman

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
COMMONWEALTH FINANCIAL NETWORK
GREENHILL FINANCIAL PARTNERS
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
CITIZENS SECURITIES, INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Lon Allen Smith
KANDI GRAHAM
Kirk Austin Smith
JAMES BRIAN REYNOLDS
WILLIAM LEO HADDEN
TIMOTHY STEPHEN O'CONNOR
KATHERINE BOUCHER BRADY
Brooke Ann Smith

Other Offices

EDWARD JONES · RUTLAND, VT
LPL FINANCIAL LLC · RUTLAND, VT
COMMONWEALTH FINANCIAL NETWORK · Rutland, VT
LPL FINANCIAL LLC · RUTLAND, VT
GREENHILL FINANCIAL PARTNERS · RUTLAND, VT
LPL FINANCIAL LLC · RUTLAND, VT
EDWARD JONES · RUTLAND, VT
MORGAN STANLEY · Rutland, VT

More in Rutland, VT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor