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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| VT | RA | APPROVED | 2016-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rutland | VT | 01/2008 | 09/2016 |
| Commonwealth Financial Network | Waltham | MA | 09/2016 | Present |
| Rnl & Associates | Rutland | VT | 12/2016 | Present |
1) Fixed insurance sales under RNL & Associates. As of 2016, Investment related, conducted at branch location. 2) Tax preparation services under RNL & Associates. As of 2016, 2% of time spent during business hours, Not investment related. Conducted at branch location.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-09-30 |
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