Best Investors
Account
Sign in
Best Investors
Account
Sign in
120 White Plains Rd Suite 100, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-18 |
Branch Locations
120 White Plains Rd Suite 100, Tarrytown, NY 10591 • United States
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-22 |
| NY | RA | APPROVED | 2021-04-26 |
| NJ | RA | APPROVED | 2018-06-04 |
| FL | RA | APPROVED | 2017-10-04 |
| NH | RA | APPROVED | 2017-03-30 |
| CT | RA | APPROVED | 2017-03-15 |
Branch Locations
120 White Plains Road Suite 100, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Tarrytown | NY | 03/2006 | Present |
| Sanders & Smith Limited | Tarrytown | NY | 04/2005 | Present |
1. OSAIC WEALTH, INC POSITION: REGISTERED REPRESENTATIVE - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/12/2006 ADDRESS: 120 White Plains Rd. Tarrytown, NY 10591, United States DESCRIPTION: Sale of commission-based securities products 2. OSAIC WEALTH, INC POSITION: Investment Adviser Representative - INVESTMENT RELATED, NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/12/2006 ADDRESS: 120 White Plains Rd. Tarrytown, NY 10591, United States DESCRIPTION: Provide investment management and financial planning for clients that includes estate, business continuity and retirement planning. 3. NATIONWIDE, PRUDENTIAL, VARIOUS OTHER INSURANCE COMPANIES POSITION: Insurance Agent ADDRESS: 120 White Plains Rd. Tarrytown, NY 10591, United States DESCRIPTION: Sale of traditional insurance products to clients, i.e., term life, universal life, disability income and long-term care.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-18 |
Reach out to this advisor